1For more information visit: www.fivestarprofessional.com/awards/wealth_manager_program.php2For more information on Broker/Dealer of the Year, visit https://investorscapital.com/company/BDotY.aspx
Five Star Professional has named Financial Advisor Deni DuFault, ChFC as one of the New Hampshire recipients of the 2015 Five Star Wealth Manager award. The award winners will appear in a special section in the October issue of New Hampshire magazine. Five Star Professional partnered with New Hampshire magazine to conduct research to identify a select group of wealth managers who are exceptional in both their ability and their commitment to overall satisfaction. This Smart News Release features multimedia. View the full release here: http://www.businesswire.com/news/home/20150810006084/en/
Deni DuFault, Financial Consultant, Deni DuFault Financial Services (Photo: Business Wire)A survey was provided to high-net-worth-households in the state of New Hampshire. Survey respondents were asked to evaluate wealth managers they knew through personal experience and to evaluate them based upon ten criteria. Both negative and positive evaluations were included in the scoring. Only wealth managers with a minimum of five years of experience were considered. Each wealth manager was reviewed for regulatory actions, civil judicial actions and customer complaints as reported by regulatory agencies. The final list was reviewed by a panel of local financial services industry professionals. Five Star Professional provides localized, independent client satisfaction research on the performance of service professionals. Five Star Professional conducts research with consumers, and industry peers and leaders, to identify service professionals who score highest in overall satisfaction. Each wealth manager was reviewed for disciplinary actions, customer complaints and regulatory actions as reported by regulatory agencies. For more information, go to: www.fivestarprofessional.com About Deni DuFault Deni DuFault, ChFC is the founder Deni DuFault Financial Services, an independent financial services company based in Glen, NH. Mr. DuFault has been serving the financial needs of the Mt. Washington Valley and beyond for over 25 years and is also a registered representative of Investors Capital Corporation. He specializes in financial planning services, including retirement planning, estate planning, investment and insurance planning. Mr. DuFault may be reached at (603) 383-9400 or Deni@DeniDuFault.com. About Five Star Professional Five Star Professional provides localized, independent client satisfaction research on the performance of service professionals. The company conducts research with consumers, and industry peers and leaders, to identify service professionals who score highest in overall satisfaction. Award candidates also undergo a thorough regulatory review. Five Star Professional joins forces with city and regional magazines to make the research results available to consumers in more than 40 markets across the United States and Canada. For more information, visit www.fivestarprofessional.com. About Investors Capital Corporation Investors Capital Corporation, a premier independent wealth management firm and broker-dealer, is with Cetera Financial Group, RCS Capital Corporation's (NYSE: RCAP) retail investment advice platform. The firm is headquartered in Lynnfield, Mass., and has been delighting its financial professionals and their clients with its trademarked 5-Star Service¿ and warm culture since 1992. The firm is a four-time and 2013 winner of the Investment Advisor magazine's Broker-Dealer of the Year Award for outstanding service. Investors Capital caters to a network of approximately 450 quality investment professionals who seek to provide exceptional service and unbiased advice to their clients. For more information, visit www.investorscapital.com. About Cetera Financial Group Cetera Financial Group is the retail investment advice platform of RCS Capital Corporation (NYSE: RCAP). It is comprised of ten firms - four legacy Cetera-branded firms (Cetera Advisors, Cetera Advisor Networks, Cetera Investment Services, marketed as Cetera Financial Institutions, and Cetera Financial Specialists) along with First Allied Securities, Investors Capital, The Legend Group, Summit Brokerage and recently acquired VSR Financial Services and Girard Securities. The platform is the second largest independent financial advisor network in the nation by number of advisors, as well as a leading provider of retail services to the investment programs of banks and credit unions. Cetera Financial Group delivers award-winning wealth management and advisory platforms, comprehensive broker-dealer and registered investment adviser services, and innovative technology to approximately 9,500 independent financial professionals and over 600 financial institutions nationwide. Through its distinct firms, Cetera Financial Group offers the benefits of a large, established broker-dealer and registered investment adviser, while serving independent and institutions-based financial advisors in a way that is customized to their unique needs and aspirations. Cetera Financial Group is committed to helping advisors grow their businesses and strengthen their relationships with clients. For more information, visit www.ceterafinancialgroup.com. Securities offered through Investors Capital Corporation, Member FINRA/SIPC, 6 Kimball Lane, Lynnfield, MA 01940, 800-949-1422. Advisory Services offered through Investors Capital Advisory.