1 Patpatia & Associates, Inc.’s 2013 Fixed Income Trading in Wealth Management study, released in July 2013, presents findings on the marketing, pricing & support services practices and policies for Fixed Income in the Wealth Management channel of over 15 firms across National Full-Service firms, Regional and Independent Broker-Dealers, and Discount Brokerage and Clearing firms. For more information, visit www.patpatia.com.

2 As of December 2012

3 As of January 2013

Investing involves risk, including possible loss of principal.

Koski Research is unaffiliated with the Charles Schwab Corporation and its affiliates.

Patpatia & Associates, Inc. is unaffiliated with the Charles Schwab Corporation and its affiliates.

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