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Company Info

Industry Trucks/Construction/Farm Machinery
Sector Producer Manufacturing
Employees 97,300
CEO Mr. Donald James Umpleby
Address 510 Lake Cook Road Suite 100, Deerfield, IL 60015
Phone 1.224.551.4000
Website www.caterpillar.com

Caterpillar, Inc. engages in the manufacture of construction and mining equipment, diesel and natural gas engines, industrial gas turbines, and diesel-electric locomotives. It operates through the following segments: Construction Industries, Resource Industries, Energy and Transportation, Financial Products, and All Other. The Construction Industries segment supports customers using machinery in infrastructure and building construction applications. The Resource Industries segment is responsible for supporting customers using machinery in mining and quarrying applications and it includes business strategy, product design, product management and development, manufacturing, marketing and sales and product support. The Energy and Transportation segment supports customers in oil and gas, power generation, marine, rail, and industrial applications. The Financial Products segment offers a range of financing alternatives to customers and dealers for caterpillar machinery and engines, solar gas turbines, as well as other equipment and marine vessels. The All Other segment include activities such as the business strategy, product management and development, and manufacturing of filters and fluids, undercarriage, tires and rims, engaging tools, and fluid transfers. The company was founded on April 15, 1925 and is headquartered in Deerfield, IL.

Competitors

Company Name 3 Month
%Change
1 Year
%Change
Caterpillar, Inc. -7.93% 11.64%
Honeywell International, Inc. -13.22% -2.08%
Applied Materials, Inc. 13.64% 74.40%
Deere & Co. -9.33% 36.32%
General Electric Co. -10.28% 16.02%

Statement Summary

as of 4:10 ET PM 12/01/2021
Total Assets (MRQ) 80.8 B
Total Liabilities (MRQ) 64.1 B
Shareholders’ Equity (MRQ) 16.7 B
Total Revenue (Annual) 12.4 B
Net Income (Annual) 1.4 B

Earnings And Estimates

as of 4:10 ET PM 11/30/2021

Current Qtr EPS Estimate 2.29
Current FY EPS Estimate 10.41
Long Term EPS Growth Estimate 25.57
Next Expected Earnings Date 1/27/2022

CAT vs S&P 500

as of 11/30/2021
Relative To
S&P 500
CAT
4 Weeks n/a n/a
12 Weeks n/a n/a
YTD n/a n/a

Earnings Surprises

as of 4:10 ET PM 12/01/2021
Fiscal Quarter Estimate Actual Surprise
09/2021 2.20 2.66 +20.65%
06/2021 2.41 2.60 +7.67%
03/2021 1.94 2.87 +47.84%
12/2020 1.49 2.12 +42.44%
09/2020 1.18 1.34 +13.52%
06/2020 0.64 1.03 +60.08%
03/2020 1.69 1.60 -5.16%
12/2019 2.38 2.63 +10.34%

Financial Strength

as of 4:10 ET PM 12/01/2021
Pre-Tax Margin 14.32
Net Margin 70.28
Operating Margin 13.73
Return On Equity 32.57
Return On Assets 6.54
Inventory Turnover (TTM) 2.69
Sales Growth (MRQ) -2.35

Ratios

as of 4:10 PM ET 12/01/2021
Price/Earnings (TTM) 20.46
Price/Book (MRQ) 6.27
Price/Cash Flow (TTM) 13.34
Book Value (MRQ) 30.56
Quick Ratio (MRQ) 1.09
Current Ratio (MRQ) 1.61
Total Debt/Equity (MRQ) 2.21

Short Interest

as of 10:18 AM ET 12/02/2021
% Short - 1.16%
% Remaining Float - 98.84%
Current Last Month
Short Interest Date 11/15/2021 10/29/2021
Short Interest Shares 6,341,495 5,722,799
Short Interest Ratio 1.9 1.8
M Y M Y
Total Assets 0,0.00 0,0.00
Total Liabilities 0,0.00 0,0.00
Total Equity 0,0.00 0,0.00
M Y M Y
Total Revenue 0,0.00 0,0.00
EBT Exc.
Unusual Items
0,0.00 0,0.00
Net Income 0,0.00 0,0.00
M Y M Y
Cash from
Operations
0,0.00 0,0.00
Cash from
Activities
0,0.00 0,0.00
Cash from
Fin. Activities
0,0.00 0,0.00

TOTAL ASSETS

TOTAL LIABILITIES

TOTAL EQUITY

Balance Sheet

M Y
ASSETS
Cash And Equivalents 0,0.00
Receivables 0,0.00
Inventories 0,0.00
Other Current Assets 0,0.00
Total Current Assets 0,0.00
Property, Plant & Equipment, Gross 0,0.00
Accumulated Depreciation & Depletion 0,0.00
Property, Plant & Equipment, Net 0,0.00
Intangibles 0,0.00
Other Non-Current Assets 0,0.00
Total Non-Current Assets 0,0.00
TOTAL ASSETS 0,0.00
Liabilities & Shareholder Equity
Accounts Payable 0,0.00
Short Term Debt 0,0.00
Total Current Liabilities 0,0.00
Long Term Debt 0,0.00
Deferred Income Taxes 0,0.00
Other Non-Current Liabilities 0,0.00
Minority Interest 0,0.00
Total Non-Current Liabilities 0,0.00
Preferred Stock Equity 0,0.00
Common Stock Equity 0,0.00
Common Par 0,0.00
Additional Paid In Capital 0,0.00
Cumulative Translation Adjustment 0,0.00
Retained Earnings 0,0.00
Treasury Stock 0,0.00
Other Equity Adjustments 0,0.00
Total Capitalization 0,0.00
TOTAL EQUITY 0,0.00
TOTAL LIABILITIES & STOCK EQUITY 0,0.00
Total Common Shares Outstanding 0,0.00
Preferred Shares 0,0.00
Treasury Shares 0,0.00
Basic Weighted Shares Outstanding 0,0.00
Diluted Weighted Shares Outstanding 0,0.00
Number Of Employees 0,0.00
Number Of Part-Time Employees 0,0.00

TOTAL REVENUES

EBT Excluding Unusual Items

NET INCOME

Income Statement

M Y
Sales 0,0.00
Cost Of Sales 0,0.00
Gross Operating Profit 0,0.00
Selling, General, And Administrative Expenses 0,0.00
Research & Development 0,0.00
Operating Income Before D & A (EBITDA) 0,0.00
Depreciation & Amortization 0,0.00
Interest Income 0,0.00
Other Income - Net 0,0.00
Special Income / Charges 0,0.00
Total Income Before Interest Expenses (EBIT) 0,0.00
Interest Expense 0,0.00
Pre-Tax Income 0,0.00
Income Taxes 0,0.00
Minority Interest 0,0.00
Net Income From Continuing Operations 0,0.00
Net Income From Discontinued Operations 0,0.00
Net Income From Total Operations 0,0.00
Extraordinary Income/Losses 0,0.00
Income From Cum. Effect Of Acct. Change 0,0.00
Income From Tax Loss Carryforward 0,0.00
Other Gains / Losses 0,0.00
Total Net Income 0,0.00
Normalized Income
(Net Income From Continuing Operations,
Ex. Special Income / Charge)
0,0.00
Preferred Dividends 0,0.00
Net Income Available To Common 0,0.00
Basic EPS From Continuing Ops. 0,0.00
Basic EPS From Discontinued Ops. 0,0.00
Basic EPS From Total Operations 0,0.00
Basic EPS From Extraordinary Inc. 0,0.00
Basic EPS From Cum Effect Of Accounting Change 0,0.00
Basic EPS From Tax Loss Carryf'd. 0,0.00
Basic EPS From Other Gains (Losses) 0,0.00
Basic EPS, Total 0,0.00
Basic Normalized Net Income/Share 0,0.00
EPS From Continuing Ops. 0,0.00
EPS From Discontinued Ops 0,0.00
EPS From Total Ops. 0,0.00
EPS From Extraord. Inc. 0,0.00
EPS From Cum Effect of Accounting Change 0,0.00
EPS From Tax Loss Carfd. 0,0.00
EPS From Other Gains (L) 0,0.00
EPS, Total 0,0.00
Diluted Normalized Net Inc/Shr
(Net Income From Continuing Operations,
Ex. Special Income / Charge)
0,0.00
Dividends Paid Per Share 0,0.00

CASH FROM OPERATIONS

CASH FROM INVESTING ACTIVITIES

CASH FROM FINANCING ACTIVITIES

Cash Flow Statement

M Y
Cash Flow From Operating Activities
Net Income (Loss) 0,0.00
Operating Gains/Losses 0,0.00
Gross Operating Profit 0,0.00
(Increase) Decrease In Receivables 0,0.00
(Increase) Decrease In Inventories 0,0.00
(Increase) Decrease In Other Current Assets 0,0.00
(Decrease) Increase In Other Current Liabilities 0,0.00
(Increase) Decrease In Other Working Capital 0,0.00
Other Non-Cash Items 0,0.00
Net Cash From Continuing Operations 0,0.00
Net Cash From Discontinued Operations 0,0.00
Cash Provided By Investing Activities
Net Cash From Total Operating Activities 0,0.00
Sale Of Property, Plant & Equipment 0,0.00
Cash Used For Investing Activities
Sale Of Short-Term Investments 0,0.00
Purchases Of Property, Plant & Equipment 0,0.00
Acquisitions 0,0.00
Purchases Of Short-Term Investments 0,0.00
Other Cash From Investing Activities 0,0.00
Cash Provided by Financing Activities
Net Cash From Investing Activities 0,0.00
Issuance Of Debt 0,0.00
Cash Used For Financing Activities
Issuance Of Capital Stock 0,0.00
Repayment Of Long-Term Debt 0,0.00
Repurchase Of Capital Stock 0,0.00
Payment Of Cash Dividends 0,0.00
Other Financing Charges, Net 0,0.00
Net Cash From Financing Activities 0,0.00
Effect Of Exchange Rate Changes 0,0.00
Net Change In Cash & Cash Equivalents 0,0.00

Earnings Estimates

as of 4:10 ET PM 11/30/2021
Current Qtr
(12/2021)
Next Qtr
(03/2022)
Consensus Estimate $2.29 $2.85
# of Estimates 22 14
High Estimate $2.63 $3.37
Low Estimate $1.93 $2.25
Year Ago EPS $1.43 $2.80
Year Over Year Growth Estimate 59.54% 1.90%
Current Yr
(12/2021)
Next Yr
(12/2022)
Consensus Estimate $10.41 $12.33
# of Estimates 25 25
High Estimate $10.76 $13.55
Low Estimate $10.10 $11.23
Year Ago EPS $6.56 $10.41
Year Over Year Growth Estimate 58.76% 18.37%
Current Qtr
(12/2021)
Next Qtr
(03/2022)
Current Year
(12/2021)
Next Year
(12/2022)
Consensus Estimate $2.29 $2.85 $10.41 $12.33
# of Estimates 22 14 25 25
High Estimate $2.63 $3.37 $10.76 $13.55
Low Estimate $1.93 $2.25 $10.10 $11.23
Year Ago EPS $1.43 $2.80 $6.56 $10.41
Year Over Year Growth Estimate 59.54% 1.90% 58.76% 18.37%

Insider Information Summary

as of 11/30/2021
% Insiders - 0.23%
% Remaining Total Shares - 99.77%
Current 1 Month
Net Insider Transaction -5.04 K 500.00
Shares Bought 0.00 500.00
Shares Sold 5.04 K 0.00

Insider Activity

Transaction Date Insider/Title Transaction Type Market Value Shares Average Price Current Holdings

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