OPINIONNew finra culture reviews may be well-intentioned, but they are also flawedBy Nick FeraJul 12, 2016 8:13 AM EDT
OPINIONWhat new developments in the consolidated audit trail spell for broker-dealer complianceBy Nick FeraJun 13, 2016 10:35 AM EDT
OPINIONBroker dealers, here’s what overlapping sec and finra exams mean for youBy Nick FeraMay 10, 2016 12:52 PM EDT
OPINIONWhat broker-dealers need to know about the changing role of compliance officersBy Nick FeraApr 16, 2016 10:47 AM EDT
OPINIONIs the heyday of broker-dealers' maker-taker model coming to an end?By Nick FeraMar 28, 2016 12:17 PM EDT
OPINIONFirms need to become proactive in reining in the scourge of spoofingBy Nick FeraFeb 11, 2016 11:43 AM EST
OPINION3 reasons bitcoin's blockchain technology won't be mainstream in 2016By Nick FeraJan 15, 2016 9:23 AM EST
OPINION3 Emerging Technologies That Broker-Dealers Should Get to Know in 2016By Nick FeraNov 10, 2015 10:40 AM EST
OPINION3 Ways Middle Market Broker-Dealers Can Improve ComplianceBy Nick FeraOct 22, 2015 11:34 AM EDT
OPINIONHow Small Broker-Dealers Can Survive in Today's Shifting Trading LandscapeBy Nick FeraSep 10, 2015 10:25 AM EDT
OPINIONMyth vs. Reality: Contemplating CSA Unbundling in the U.S.By Nick FeraJul 17, 2015 12:02 PM EDT
OPINION3 Back-Office Strategies Broker-Dealers Need to Use Right NowBy Nick FeraJun 23, 2015 10:30 AM EDT
OPINIONThese 5 Mistakes Can Cost Broker-Dealers Money and BusinessBy Nick FeraJun 9, 2015 12:30 PM EDT
OPINIONBrokers Need to Monitor Market for Cheating in Era of Flash CrashBy Nick FeraMay 20, 2015 10:28 AM EDT
