Christopher H. Schmitt

Recent Articles By The Author

Business Ties to Fund Companies May Undermine Rating Firms' Independence

Raters expand their services, including fund evaluation, raising possible conflicts of interest.

Nasdaq's New Trading System Won't Show and Tell All

A 'reserve' feature lets market makers hide how many shares they want to place on the market.

Is Nasdaq's New System Anticompetitive?

The ECNs says the Nasdaq's SuperMontage amounts to a monopoly.

Feds to Funds: Tell More About Fees

GAO report recommends mutual funds give investors dollar-and-cents figures.

The SEC Wants Investment Advisers to Tell All Online

The proposal would combine mandatory electronic registration for investment advisers with greatly expanded disclosure requirements.