Christopher H. Schmitt
Recent Articles By The Author
Business Ties to Fund Companies May Undermine Rating Firms' Independence
Raters expand their services, including fund evaluation, raising possible conflicts of interest.
Nasdaq's New Trading System Won't Show and Tell All
A 'reserve' feature lets market makers hide how many shares they want to place on the market.
Is Nasdaq's New System Anticompetitive?
The ECNs says the Nasdaq's SuperMontage amounts to a monopoly.
Feds to Funds: Tell More About Fees
GAO report recommends mutual funds give investors dollar-and-cents figures.
The SEC Wants Investment Advisers to Tell All Online
The proposal would combine mandatory electronic registration for investment advisers with greatly expanded disclosure requirements.