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NYSE Fines Firms in 'Over-Voting'
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What happens when many investors think they own the same share of stock? Fines.
The New York Stock Exchange said Tuesday that it fined three brokers for record-keeping violations that led to so-called over-voting in corporate elections.
UBS(UBS Quote), Goldman Sachs(GS Quote) and Credit Suisse(CSR Quote) were fined a total of $1.35 million for "operational deficiencies and supervisory violations concerning the submission of proxy votes," according to the NYSE. ...
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