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NASD Charges Oppenheimer & Co.
The NASD charged Oppenheimer & Co.(OPY Quote) with failing to cooperate in a regulatory investigation into municipal bond trades at the brokerage.
In a civil complaint, the securities industry's largest self-regulatory organization also charged Oppenheimer with failing to turn over trading information and retaining email communications between its employees.
The brokerage is disapointed in the NASD's action, said Marvin Pickholz, an attorney for Oppenheimer. ...
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