Bernie Clark, executive vice president and head of Schwab Advisor Services, along with Jeff Brown, senior vice president and acting general counsel of The Charles Schwab Corporation will be attending the annual Investment Adviser Association (IAA) Lobby Day today and will meet with key legislators following the IAA’s briefing luncheon.
Clark and Brown will be joined at the meetings by two advisors and will discuss regulatory developments impacting independent registered investment advisors (RIAs) and their clients.
Schwab Advisor Services is an active advocate for RIAs, engaging in a wide range of efforts to support and advance the independent advisory industry. Activities include donations to non-profit organizations and universities, as well as providing a voice in Washington, D.C. on regulatory and public affairs issues impacting RIAs. Schwab Advisor Services also honors leading RIAs and advisors annually through its nationally-recognized IMPACT Awards ® program and is the driver behind RIAStandsForYou.com, a multi-media educational campaign that aims to support the independent RIA category and increase awareness of the independent advisory model among high net-worth investors.
About Charles SchwabAt Charles Schwab we believe in the power of investing to help individuals create a better tomorrow. We have a history of challenging the status quo in our industry, innovating in ways that benefit investors and the advisors and employers who serve them, and championing our clients’ goals with passion and integrity. More information is available at www.aboutschwab.com. Follow us on Twitter, Facebook, YouTube, LinkedIn and our Schwab Talk blog. Disclosures Through its operating subsidiaries, The Charles Schwab Corporation (NYSE: SCHW) provides a full range of securities brokerage, banking, money management and financial advisory services to individual investors and independent investment advisors. Its broker-dealer subsidiary, Charles Schwab & Co., Inc. (member SIPC, www.sipc.org), and affiliates offer a complete range of investment services and products including an extensive selection of mutual funds; financial planning and investment advice; retirement plan and equity compensation plan services; compliance and trade monitoring solutions; referrals to independent fee-based investment advisors; and custodial, operational and trading support for independent, fee-based investment advisors through Schwab Advisor Services. Its banking subsidiary, Charles Schwab Bank (member FDIC and an Equal Housing Lender), provides banking and lending services and products. More information is available at www.schwab.com and www.aboutschwab.com. Independent investment advisors are not owned by, affiliated with or supervised by Charles Schwab & Co. Inc. (0614-3908)
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