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TheStreet Open House

Lumesis’ DIVER Advisor Platform Selected By LPL Financial

Lumesis announced that LPL Financial has selected its cloud-based software. DIVER Advisor delivers comprehensive data and real-time client account monitoring tools for rating changes, MSRB filings and market trade activity.

DIVER Advisor will complement LPL Financial’s current services and provide:

  • Real-Time Access to comprehensive, dynamically generated municipal bond reports for delivery to clients;
  • Tools to Monitor, oversee, and support time of trade disclosure to retail clients for municipal bonds; and
  • Real-Time Insight into client positions through dashboard notifications.

Gregg Bienstock, Chief Executive Officer at Lumesis, said, “We are excited to have LPL, one of the nation’s leading independent broker-dealers and custodians, implement our Advisor platform.”

About LPL Financial LLC

LPL Financial, a wholly owned subsidiary of LPL Financial Holdings Inc. (NASDAQ: LPLA), is the nation's largest independent broker-dealer (based on total revenues,  Financial Planning magazine, June 1996-2013), an RIA custodian, and an independent consultant to retirement plans. LPL Financial offers proprietary technology, comprehensive clearing and compliance services, practice management programs and training, and independent research to more than 13,500 financial advisors and approximately 700 financial institutions. In addition, LPL Financial supports more than 4,500 financial advisors licensed with insurance companies by providing customized clearing, advisory platforms and technology solutions. LPL Financial and its affiliates have approximately 3,000 employees with primary offices in Boston, Charlotte, and San Diego. For more information, please visit  www.lpl.com.

About Lumesis, Inc.

Lumesis is a cloud-based financial technology company dedicated to delivering simple to use powerful technology for the Fixed Income Municipal Marketplace. Lumesis’ DIVER solutions offer software solutions and comprehensive data on the 54,000+ issuers within the municipal fixed income market. DIVER Advisor is a comprehensive information delivery and compliance solution designed to improve retail client satisfaction, while protecting firms through a robust compliance infrastructure. DIVER Analytics is a suite of powerful analytical and visualization tools serving Credit Analysts, Portfolio Managers and Risk Managers. DIVER  Data Services matches user data and information needs with comprehensive data, analytical and delivery expertise. To learn more about Lumesis, please visit www.lumesis.com or follow us on Twitter @Lumesis.



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