This Day On The Street
Continue to site right-arrow
This account is pending registration confirmation. Please click on the link within the confirmation email previously sent you to complete registration.
Need a new registration confirmation email? Click here
TheStreet Open House

Law Firm Of Mark A. Tepper P.A. Issues Deadline Alert To Customers Of UBS Financial

Stocks in this article: UBS

FT. LAUDERDALE, Fla., Oct. 2, 2013 /PRNewswire/ -- The Law Firm of Mark A. Tepper P.A. is alerting current and former brokerage customers of UBS Financial Services (NYSE: UBS), who were sold Lehman Brothers' Structured Notes, that they have until November 19, 2013 to Opt Out of the Class Settlement against UBS.  The Lehman Brothers' Structured Notes were also marketed as "100% Principal Protected Notes", "Auto-Callable Notes", and "Return Optimization Notes".

Attorney Mark A. Tepper, a former Chief Trial Counsel at the New York Attorney General's Bureau of Investor Protection and Securities, notes that investors, who wish to file an individual claim through FINRA arbitration, can only do so if they opt out of the UBS Class Settlement.

"UBS customers who are eligible to participate in the class action settlement should carefully consider whether they wish to participate or have their claim against UBS handled individually in arbitration with the Financial Industry Regulatory Authority (FINRA)," Mr. Tepper said.

"While individual circumstances will vary, in general, if you have an economically viable claim because of the size of your investment loss, you may want to pursue a more complete measure of damages through an individual claim," Mr. Tepper added.

Investors have until November 19, 2013 to act following the U.S. District Court approval of an Order Concerning Proposed Settlement with UBS. The Order provides that a request for exclusion from the settlement class must be postmarked no later than November 19, 2013.

Current and former customers of UBS Financial Services who purchased Lehman Brothers' Structured Notes from UBS brokers can contact attorney Mark A. Tepper to explore their legal rights. To discuss your legal rights with the law firm of Mark A. Tepper P.A., you can email stock broker fraud attorney Mark A. Tepper at or telephone the law firm at 954-961-0096.

About Mark A. Tepper, P.A. ( Mark Tepper has earned the reputation of "Investor Advocate" while practicing law for over 35 years representing individual investors. FINRA arbitrators have upheld claims filed by Mr. Tepper against a number of large financial services companies. A member of the Florida, New York and California Bars, Mr. Tepper is AV®-rated, the highest rating of lawyers in the Martindale-Hubbell Law Directory.

MEDIA CONTACT: Mark Hopkinson, NewsMark Public Relations561-852-5767        

SOURCE Mark A. Tepper, P.A.

Copyright 2011 PR Newswire. All rights reserved. This material may not be published, broadcast, rewritten or redistributed.

Check Out Our Best Services for Investors

Action Alerts PLUS

Jim Cramer and Stephanie Link reveal their investment tactics while giving advanced notice before every trade.

Product Features:
  • $2.5+ million portfolio
  • Large-cap and dividend focus
  • Intraday trade alerts from Cramer
Quant Ratings

Access the tool that DOMINATES the Russell 2000 and the S&P 500.

Product Features:
  • Buy, hold, or sell recommendations for over 4,300 stocks
  • Unlimited research reports on your favorite stocks
  • A custom stock screener
Stocks Under $10

Jim Cramer's protégé, David Peltier, uncovers low dollar stocks with extraordinary upside potential that are flying under Wall Street's radar.

Product Features:
  • Model portfolio
  • Stocks trading below $10
  • Intraday trade alerts
Try it NOW
Try it NOW
Try it NOW

Check Out Our Best Services for Investors

Dividend Stock Advisor

Jim Cramer's protégé, David Peltier, identifies the best of breed dividend stocks that will pay a reliable AND significant income stream.

Product Features:
  • Diversified model portfolio of dividend stocks
  • Updates with exact steps to take - BUY, HOLD, SELL
Trifecta Stocks

Every recommendation goes through 3 layers of intense scrutiny—quantitative, fundamental and technical analysis—to maximize profit potential and minimize risk.

Product Features:
  • Model Portfolio
  • Intra Day Trade alerts
  • Access to Quant Ratings
Options Profits

Our options trading pros provide over 100 monthly option trading ideas and strategies to help you become a well-seasoned trader.

Product Features:
  • Actionable options commentary and news
  • Real-time trading community
Try it NOW
Try it NOW
Try it NOW
To begin commenting right away, you can log in below using your Disqus, Facebook, Twitter, OpenID or Yahoo login credentials. Alternatively, you can post a comment as a "guest" just by entering an email address. Your use of the commenting tool is subject to multiple terms of service/use and privacy policies - see here for more details.
Submit an article to us!


DOW 17,164.95 -251.90 -1.45%
S&P 500 1,994.99 -26.26 -1.30%
NASDAQ 4,635.24 -48.1670 -1.03%

Partners Compare Online Brokers

Free Reports

Free Newsletters from TheStreet

My Subscriptions:

After the Bell

Before the Bell

Booyah! Newsletter

Midday Bell

TheStreet Top 10 Stories

Winners & Losers

Register for Newsletters
Top Rated Stocks Top Rated Funds Top Rated ETFs