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MFDA Hearing Panel Rejects Settlement Agreement In The Matter Of Corey McPherson

TORONTO, April 23, 2013 /CNW/ - The MFDA issued a Notice of Settlement Hearing in respect of Corey William McPherson ("Respondent") on September 13, 2012.

A settlement hearing in this matter resumed yesterday in Victoria, British Columbia before a Hearing Panel of the MFDA's Pacific Regional Council. Following submissions from the parties, the Hearing Panel declined to approve a Settlement Agreement entered into between MFDA Staff and the Respondent and made no orders in the matter.

A copy of the Notice of Settlement Hearing is available on the MFDA website at www.mfda.ca.

The MFDA is the self-regulatory organization for Canadian mutual fund dealers, regulating the operations, standards of practice and business conduct of its 116 Members and their approximately 80,000 Approved Persons with a mandate to protect investors and the public interest

SOURCE Mutual Fund Dealers Association of Canada
Copyright 2011 PR Newswire. All rights reserved. This material may not be published, broadcast, rewritten or redistributed.

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