1. EQUUS TOTAL RETURN INC ( EQS): The Fund’s investment objective is to maximize the total return to the Company’s stockholders in the form of current investment income and long-term capital gains by investing in the debt and equity securities of small and middle market capitalization companies that are generally not publicly traded at the time of its investment.
4. DENALI FUND/THE ( DNY): The Fund seeks to produce income and long-term capital appreciation by investing in a portfolio of equity and fixed income securities. The Fund intends to focus on securities issued by companies in the financial services industry, including, but not be limited to, savings and banking institutions, mortgage banking institutions, real estate investment trusts (REITs), consumer finance companies, credit collection and related service companies, insurance companies, securities and commodity brokerage companies. Trading at a 19% discount to net asset value