ASC Issues Variation Order Regarding Vincenzo De Palma
CALGARY, Dec. 13, 2012 /CNW/ - An Alberta Securities Commission (ASC) panel has issued a Variation Order related to the sanction decision issued against Vincenzo De Palma on January 9, 2012.
The Variation Order makes limited changes to the trading and director-and-officer bans imposed on De Palma in the sanction decision. No other changes were made to the orders made against De Palma in the sanction decision.
The ASC is the regulatory agency responsible for administering the province's securities laws. It is entrusted to foster a fair and efficient capital market in Alberta and to protect investors. As a member of the Canadian Securities Administrators, the ASC works to improve, coordinate and harmonize the regulation of Canada's capital markets.SOURCE Alberta Securities Commission
Check Out Our Best Services for Investors
- $2.5+ million portfolio
- Large-cap and dividend focus
- Intraday trade alerts from Cramer
Access the tool that DOMINATES the Russell 2000 and the S&P 500.
- Buy, hold, or sell recommendations for over 4,300 stocks
- Unlimited research reports on your favorite stocks
- A custom stock screener
- Model portfolio
- Stocks trading below $10
- Intraday trade alerts