MFDA Hearing Panel Issues Decision And Reasons In The Matter Of Thomas Arseneau
TORONTO, Dec. 12, 2012 /CNW/ - A Hearing Panel of the MFDA's Atlantic Regional Council has issued its Decision and Reasons in connection with the MFDA disciplinary hearing held in Fredericton, New Brunswick in the matter of Thomas G. Arseneau.
The MFDA is the self-regulatory organization for Canadian mutual fund dealers, regulating the operations, standards of practice and business conduct of its 117 Members and their approximately 80,000 Approved Persons with a mandate to protect investors and the public interest.
SOURCE Mutual Fund Dealers Association of Canada
Check Out Our Best Services for Investors
- $2.5+ million portfolio
- Large-cap and dividend focus
- Intraday trade alerts from Cramer
Access the tool that DOMINATES the Russell 2000 and the S&P 500.
- Buy, hold, or sell recommendations for over 4,300 stocks
- Unlimited research reports on your favorite stocks
- A custom stock screener
- Model portfolio
- Stocks trading below $10
- Intraday trade alerts