Next SEC Chairman Can Prime IPO Pump
"The SEC has the authority to make a policy choice to preempt the application of Blue Sky regulation to essentially present a 'one stop shop' for a filing to be cleared by the SEC and be offered in all 50 states," Zuppone says.
"It's easy enough for the SEC to retool its regulations, but at the end of the day it has to make that hard policy choice."
-- Written by Philip van Doorn in Jupiter, Fla.
>Contact by Email.Follow @PhilipvanDoorn
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