This Day On The Street
Continue to site right-arrow
ADVERTISEMENT
This account is pending registration confirmation. Please click on the link within the confirmation email previously sent you to complete registration.
Need a new registration confirmation email? Click here
TheStreet Open House

Southwest Securities Welcomes Victor 'Rick' Perretti As Director Of National Business Development, Manager Of Taxable Fixed Income's New York Office

Stocks in this article: SWS

DALLAS, May 7, 2012 /PRNewswire/ -- Southwest Securities, Inc., the principal broker-dealer subsidiary of SWS Group, Inc. (NYSE: SWS), announced today that Victor "Rick" Perretti has been named Senior Vice President, Director of National Business Development for the firm's taxable fixed income division. Mr. Perretti will serve as manager of the division's New York City office.

Mr. Perretti is an industry veteran with more than three decades of experience in the fixed income wholesale and regional dealer community. He spent 29 years with Merrill Lynch, overseeing dealer sales in North and South America as managing director.

"We are proud to welcome Rick Perretti to Southwest Securities and look forward to his leadership in our national recruiting efforts," said Daniel Leland, Executive Vice President and Head of Taxable Fixed Income for Southwest Securities. "There are very few people in this industry with Rick's depth of professional experience and consistent ability to grow successful sales and trading desks. He has a unique understanding of this business and knows what it takes to develop an effective team. We are very fortunate to have Rick on board as we grow our dealer sales effort across the country."

Mr. Perretti joins Southwest Securities from Advisors Asset Management, where he served as executive vice president and co-head of the firm's institutional fixed income sales and trading initiative. He is a graduate of St. John's University in New York where he earned a bachelor's degree in business administration.

Southwest Securities, Inc., a member of NYSE, FINRA and SIPC, provides securities brokerage, investment banking and securities clearing services to a broad range of individual, corporate, public and industry clients. The firm is a wholly owned subsidiary of SWS Group, Inc. (NYSE: SWS), a financial services holding company whose stock is listed and traded on the New York Stock Exchange under the symbol, SWS.

1 of 2

Check Out Our Best Services for Investors

Action Alerts PLUS

Jim Cramer and Stephanie Link reveal their investment tactics while giving advanced notice before every trade.

Product Features:
  • $2.5+ million portfolio
  • Large-cap and dividend focus
  • Intraday trade alerts from Cramer
Quant Ratings

Access the tool that DOMINATES the Russell 2000 and the S&P 500.

Product Features:
  • Buy, hold, or sell recommendations for over 4,300 stocks
  • Unlimited research reports on your favorite stocks
  • A custom stock screener
Stocks Under $10

Jim Cramer's protégé, David Peltier, uncovers low dollar stocks with extraordinary upside potential that are flying under Wall Street's radar.

Product Features:
  • Model portfolio
  • Stocks trading below $10
  • Intraday trade alerts
Try it NOW
Try it NOW
Try it NOW

Check Out Our Best Services for Investors

Dividend Stock Advisor

Jim Cramer's protégé, David Peltier, identifies the best of breed dividend stocks that will pay a reliable AND significant income stream.

Product Features:
  • Diversified model portfolio of dividend stocks
  • Updates with exact steps to take - BUY, HOLD, SELL
Trifecta Stocks

Every recommendation goes through 3 layers of intense scrutiny—quantitative, fundamental and technical analysis—to maximize profit potential and minimize risk.

Product Features:
  • Model Portfolio
  • Intra Day Trade alerts
  • Access to Quant Ratings
Options Profits

Our options trading pros provide over 100 monthly option trading ideas and strategies to help you become a well-seasoned trader.

Product Features:
  • Actionable options commentary and news
  • Real-time trading community
Try it NOW
Try it NOW
Try it NOW
To begin commenting right away, you can log in below using your Disqus, Facebook, Twitter, OpenID or Yahoo login credentials. Alternatively, you can post a comment as a "guest" just by entering an email address. Your use of the commenting tool is subject to multiple terms of service/use and privacy policies - see here for more details.
Submit an article to us!

Markets

DOW 17,164.95 -251.90 -1.45%
S&P 500 1,994.99 -26.26 -1.30%
NASDAQ 4,635.24 -48.1670 -1.03%

Partners Compare Online Brokers

Free Reports

Free Newsletters from TheStreet

My Subscriptions:

After the Bell

Before the Bell

Booyah! Newsletter

Midday Bell

TheStreet Top 10 Stories

Winners & Losers

Register for Newsletters
Top Rated Stocks Top Rated Funds Top Rated ETFs