Jim Hansen said, “I am very excited to collaborate with the talented team at Ladenburg to expand the energy practice at a time of significant activity in the industry. The Firm is well positioned to capitalize on the many opportunities in the space.”
Ladenburg Thalmann Financial Services is engaged in independent brokerage and advisory services, investment banking, equity research, institutional sales and trading, and asset management services through its principal subsidiaries, Ladenburg Thalmann & Co. Inc., Investacorp, Inc., Triad Advisors, Inc. and Securities America, Inc., which together have approximately 2,700 financial advisors and approximately $70 billion in client assets. Founded in 1876 and a New York Stock Exchange member since 1879, Ladenburg Thalmann & Co. is a full service investment banking and brokerage firm providing services principally for middle market and emerging growth companies and high net worth individuals. Investacorp, Inc., a leading independent broker-dealer headquartered in Miami, Florida, has been serving the independent registered representative community since 1978. Founded in 1998, Triad Advisors, Inc. is a leading independent broker-dealer and registered investment advisor headquartered in Norcross, Georgia that offers a broad menu of products, services and total wealth management solutions. Securities America, based in Omaha, Nebraska, was founded in 1984 and is one of the largest and most successful independent broker-dealers in the country. Ladenburg Thalmann Financial Services is based in Miami, Florida. Ladenburg Thalmann & Co. is based in New York City, New York with regional offices in Miami and Boca Raton, Florida; Melville, New York; Boston, Massachusetts and Princeton, New Jersey. For more information, please visit www.ladenburg.com.
This press release includes certain forward-looking statements within
the meaning of the Private Securities Litigation Reform Act of 1995,
including statements regarding future financial performance and growth
of our investment banking business.
These statements are based on
management’s current expectations or beliefs and are subject to
uncertainty and changes in circumstances.
Actual results may vary
materially from those expressed or implied by the statements herein due
to changes in economic, business, competitive and/or regulatory factors,
and other risks and uncertainties affecting the operation of the
These risks, uncertainties and contingencies
include those set forth in the Company’s annual report on Form 10-K for
the fiscal year ended December 31, 2011 and other factors detailed from
time to time in its other filings with the Securities and Exchange
The information set forth herein should be read in
light of such risks.
Further, investors should keep in mind that
the Company’s quarterly revenue and profits can fluctuate materially
depending on many factors, including the number, size and timing of
completed offerings and other transactions.
Company’s revenue and profits in any particular quarter may not be
indicative of future results.
The Company is under no obligation
to, and expressly disclaims any obligation to, update or alter its
forward-looking statements, whether as a result of new information,
future events, changes in assumptions or otherwise.
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