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LPL Investment Holdings' Management Presents At UBS Asset Gathering Conference (Transcript)

LPL Investment Holding, Inc. (LPLA)

UBS Healthcare Services Conference

March 23, 2012 08:10 am ET


Robert J. Moore – Chief Financial Officer & Treasurer


Alex Kramm – UBS Investment Bank


Alex Kramm – UBS Investment Bank

Well, welcome to day two of the Asset Gathering Conference. We are going to get started with, I guess a new addition to this conference. Having heard from some other wealth management firms, it will be interesting to hear from I guess the largest independent provider of such services, so delighted to have LPL Financial here and hear more about their story.

Robert J. Moore

Thank you Alex, good morning. I am Robert Moore, the Chief Financial Officer for LPL Financial and I am joined by colleague Trap Kloman, who is Head of our Investor relations. I would like to thank UBS for inviting us along to this conference.

The corporate mission that we’re on is to ensure that investment advice is delivered to all Americans by an investment advisor, who operates in a conflict free environment supported by leading edge technology and a highly motivated business partner.

The advisor is our customer and we help them manage the complexity of their business. We are the leader in the industry and have been for more than 15 years. We now rank number four by a number of advisors and number five by revenue. We are number one in supporting community banks and credit unions with a nearly 40% market share. And most recently, through our acquisition of National Retirement Partners, we have become a major provide to 401(k) plans.

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