This Day On The Street
Continue to site right-arrow
This account is pending registration confirmation. Please click on the link within the confirmation email previously sent you to complete registration.
Need a new registration confirmation email? Click here
Stocks Under $10 with 50-100% upside potential - 14 days FREE!

Stocks Under $5 in Danger of Delisting

Stocks in this article: NYNY BFSB FPFC GRMH LIVE ROSG BGP

Content on this page requires a newer version of Adobe Flash Player.

Get Adobe Flash player

Phazar (ANTP)

Company Profile: Phazar makes antennas, wireless mesh network products, towers, support structures, masts and communication accessories.

Current Share Price: $3.45 (Feb. 28)

Listing Violation: Listing of additional shares and shareholder approval. The rule requires that Phazar obtain shareholder approval for the issuance of 47,000 shares issued for services rendered and a 40,000 share option, which the company announced in a Jan. 27 filing. Phazar was required to have notified the Nasdaq 15 days prior to the establishment of these equity compensation arrangements. The securities transactions pre-date Phazar's shareholder-approved 2009 Equity Incentive Plan.

Received Nasdaq Notices: Feb. 10

Management's Expected Action: Phazar has until March 28 to submit a plan to regain compliance with the referenced listing standards and, if approved, the company would have until Aug. 9 to meet the requirement.

Empire Resorts (NYNY)

Company Profile: Empire Resorts owns Monticello Gaming and Raceway, a video gaming machine and harness horseracing facility located in Monticello, New York.

Current Share Price: 78 cents (Feb. 28)

Listing Violation: Bid price. The listing rule requires that a company maintains a minimum closing bid price of $1 per share for its common stock. Empire Resorts shares last closed above $1 on Dec. 31.

Received Nasdaq Notice: Feb. 14

Management's Expected Action: Empire Resorts has until Aug. 15 to regain compliance with the minimum bid price requirement. The company said it is considering actions that it may take to regain compliance with the continued listing requirements, but no decisions about a response have been made yet.

Content on this page requires a newer version of Adobe Flash Player.

Get Adobe Flash player

3 of 4

Select the service that is right for you!

Action Alerts PLUS
Try it NOW

Jim Cramer and Stephanie Link actively manage a real portfolio and reveal their money management tactics while giving advanced notice before every trade.

Product Features:
  • $2.5+ million portfolio
  • Large-cap and dividend focus
  • Intraday trade alerts from Cramer
  • Weekly roundups
TheStreet Quant Ratings
Try it NOW
Only $49.95/yr

Access the tool that DOMINATES the Russell 2000 and the S&P 500.

Product Features:
  • Buy, hold, or sell recommendations for over 4,300 stocks
  • Unlimited research reports on your favorite stocks
  • A custom stock screener
  • Upgrade/downgrade alerts
Stocks Under $10
Try it NOW

David Peltier, uncovers low dollar stocks with extraordinary upside potential that are flying under Wall Street's radar.

Product Features:
  • Model portfolio
  • Stocks trading below $10
  • Intraday trade alerts
  • Weekly roundups
Dividend Stock Advisor
Try it NOW

Jim Cramer's protege, David Peltier, identifies the best of breed dividend stocks that will pay a reliable AND significant income stream.

Product Features:
  • Diversified model portfolio of dividend stocks
  • Alerts when market news affect the portfolio
  • Bi-weekly updates with exact steps to take - BUY, HOLD, SELL
Real Money Pro
Try it NOW

All of Real Money, plus 15 more of Wall Street's sharpest minds delivering actionable trading ideas, a comprehensive look at the market, and fundamental and technical analysis.

Product Features:
  • Real Money + Doug Kass Plus 15 more Wall Street Pros
  • Intraday commentary & news
  • Ultra-actionable trading ideas
Options Profits
Try it NOW

Our options trading pros provide daily market commentary and over 100 monthly option trading ideas and strategies to help you become a well-seasoned trader.

Product Features:
  • 100+ monthly options trading ideas
  • Actionable options commentary & news
  • Real-time trading community
  • Options TV
To begin commenting right away, you can log in below using your Disqus, Facebook, Twitter, OpenID or Yahoo login credentials. Alternatively, you can post a comment as a "guest" just by entering an email address. Your use of the commenting tool is subject to multiple terms of service/use and privacy policies - see here for more details.
Submit an article to us!


DOW 17,804.80 +26.65 0.15%
S&P 500 2,070.65 +9.42 0.46%
NASDAQ 4,765.38 +16.9840 0.36%

Brokerage Partners

Rates from

  • Mortgage
  • Credit Cards
  • Auto

Free Newsletters from TheStreet

My Subscriptions:

After the Bell

Before the Bell

Booyah! Newsletter

Midday Bell

TheStreet Top 10 Stories

Winners & Losers

Register for Newsletters
Top Rated Stocks Top Rated Funds Top Rated ETFs