SEC Short-Sale Probe Turns to Gryphon Fund
Stock quotes in this article:
FBR
To date, the broad-based inquiry has led to the criminal conviction of a former SG Cowen managing director on insider trading charges and a $1.45 million civil settlement with a former First New York Securities hedge fund manager. Emanuel Friedman, former co-CEO of Friedman Billings Ramsey(FBR Quote) also faces potential civil charges, as does the investment firm he co-founded.
Other Wall Street firms that face potential regulatory action arising from the PIPEs investigation include Knight Trading(NITE Quote) and Refco(RFXCQ.PK Quote), the scandal-tarred commodity and derivatives brokerage.- Loading Comments...
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| Dow Jones | S&P 500 | NASDAQ | 10-Year Note | |
|---|---|---|---|---|
| 10,328.89 | 1,102.47 | 2,211.69 | 35.46 |
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