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Free Reports

Raters expand their services, including fund evaluation, raising possible conflicts of interest.

A 'reserve' feature lets market makers hide how many shares they want to place on the market.

Is Nasdaq's New System Anticompetitive?

07/14/00 - 10:00 AM EDT

The ECNs says the Nasdaq's SuperMontage amounts to a monopoly.

Feds to Funds: Tell More About Fees

07/05/00 - 08:29 PM EDT

GAO report recommends mutual funds give investors dollar-and-cents figures.

The proposal would combine mandatory electronic registration for investment advisers with greatly expanded disclosure requirements.

Plugging the Proxy Hole

07/04/00 - 05:14 PM EDT

The SEC wants advisers to lay out their voting habits on behalf of investors.

The SEC has sanctioned trials of a pricing system for block trades. But consumer advocates raise red flags.

SEC and GAO Studying Mutual Fund Fees

06/21/00 - 05:07 PM EDT

But the question remains whether excessive fees can be successfully challenged.

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