RSS Feed
Wall Street Wants Flat-Fee Accounts Exempted from Investment-Adviser Rules
Critics say the exemption would harm consumers in a battle over what constitutes 'advice.'
02:05PM 05/22/00
Stock Splits Enriching Trading Firms More Than Investors
New research says splits generate trading and brokerage fees but don't help consumers.
03:19PM 05/15/00
The SEC Wants Better Compliance on Limit Orders ... and Quickly
The agency is dissatisfied with Wall Street's lag time in adopting recent reforms.
11:39AM 05/08/00
An SEC Revolution: Trading Transparency Is on the Rise
This reform will benefit individual investors, as it removes a barrier between them and institutions.
11:35AM 05/08/00
Nasdaq Considers New Rules for Preopening Trading
New rules would require dealers to disclose prices obtained in preopen hours.
10:03AM 05/05/00
SEC Says Wall Street Firms Are Mishandling Limit Orders
SEC report suggests that firms' bungling of transactions costs public millions.
08:30PM 05/04/00
Insiders Make Up Government's Working Group on Public Disclosure
No members of the public nor private investors were named, but rather big banks and securities executives.
06:58PM 04/30/00
Oversight Hearings: The Exchanges Fight Over the Future
The NYSE pitches its view of the market's structural future, but others see things differently.
08:05PM 04/26/00
Traders Hunt for Bargains in Tech Group, Sending Nasdaq Higher
Yesterday's losers are largely today's winners, with the tech-larded Nasdaq retracing a bit of its lost ground.
01:30PM 04/13/00
Connect with TheStreet