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Congressman Asks SEC for More Information About 1990s Illegal Trading at NYSE
Rep. John Dingell wants to know why it took the NYSE two years to turn over documents.
07:36PM 02/26/01
Grasso Says Pennies Are Here to Stay
The NYSE will take decimals under study, but don't expect penny-increment trading to vanish.
03:56PM 02/16/01
SEC, U.S. Attorney Query the NYSE Anew on 1990s Illegal Trades
The questioning resumed last month after the exchange produced new documents.
02:14PM 02/16/01
Bush Names Unger SEC Head for Now
The only Republican commissioner becomes the chief on an interim basis.
05:33PM 02/12/01
Lawmakers Push to Cut Fees on Stock Transactions
The effort's supporters say the fees have become a tax for general government uses instead of paying the SEC's bills.
01:02PM 02/09/01
NASD Plan Would Let Investors Take Brokerages to Court Over Unpaid Arbitration Awards
However, some investor advocates say the new proposal is a hollow shell.
10:12AM 02/06/01
No Hitches in NYSE Conversion to Decimals
The Big Board and Amex began trading all stocks in decimals Monday.
03:26PM 01/29/01
Ex-New York Giant, Once-Jailed Broker Tangle Over Payments, Trades
Stock 'flipping' is part of a dispute involving former NFL player Jim Burt and ex-NYSE floor trader Michael Frayler.
04:53PM 01/25/01
Future of Proposed NASD Restriction on Employee Stock Option Plans Uncertain
The rule advocated by SEC Chairman Levitt requires shareholders to approve such grants, but he'll soon leave.
03:54PM 01/24/01
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