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Dan's Most Recent Article

Your Independent Investment Adviser Wants to Die With His Boots On

06/26/15 - 10:35 AM EDT

Private equity-backed firms are competing to consolidate the independent investment advice industry, but few advisers want to sell themselves.

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JPMorgan Investment Banking Legend Jimmy Lee Dies at 62

06/17/15 - 03:17 PM EDT

In some 40 years at Chase and its predecessors, Lee was involved in nearly every big-ticket deal on Wall Street.

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Nationstar Mortgage Accused of Inflating Stock Price in Lawsuit

06/02/15 - 06:43 PM EDT

The mortgage debt collector witheld information from investors about increased costs as it had to correct an illegal and unsustainable business model, a lawsuit alleges.

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Big Investor Threatens Lawsuit Over $1.4 Billion Deal Linked to Ocwen, Fortress

06/01/15 - 01:21 PM EDT

A major shareholder in Ocwen affiliate Home Loan Servicing Solutions believes investors would have blocked the deal if they had been allowed to vote.

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Surprise! Some of Your Muni Bonds May Include Risky Puerto Rican Debt

06/01/15 - 11:26 AM EDT

Why are the municipal income funds in several states holding Puerto Rican bonds?

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Nationstar Draws Scrutiny for Stock Sale Before Big Earnings Miss

05/26/15 - 05:32 PM EDT

Companies are not supposed to sell shares when they are aware of material information that hasn't been disclosed to investors.

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Smart Money May Be Warming to Big Bank Stocks

05/20/15 - 12:04 PM EDT

Big banks such as Bank of America, Citigroup and JPMorgan Chase may be slowly finding favor with institutional money managers, according to a report published Wednesday.

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What Should Interest Bank Investors More Than Regulations and CEO Pay

05/19/15 - 12:55 PM EDT

Interest rates aren't as sexy a topic as banker pay, but it should matter at least as much to investors.

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New York Taps Goldin to Monitor Ocwen's Compliance on Foreclosure Settlement

05/19/15 - 10:32 AM EDT

Restructuring advisor Goldin Associates has been appointed operations monitor of Ocwen Financial, in conjunction with a settlement the embattled mortgage debt collector reached with New York's main financial services regulator.

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FXCM Stock Plunges Again on Earnings, Lower Valuation by Lender

05/14/15 - 05:30 PM EDT

FXCM declined for a fourth straight day as the struggling foreign exchange trading platform's own earnings and a lower valuation by its biggest lender triggered a new round of selling.

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